Mandatory regime · Tier 1 · In force
US Dodd-Frank Act Section 1502
Requires SEC-registered companies to perform OECD-aligned due diligence and file an annual conflict-minerals report on 3TG (tin, tantalum, tungsten, gold) originating from the DRC and adjoining countries.
At a glance
- Jurisdiction
- US
- Status
- In force
- Type
- Mandatory regime
- Effective
- 31 May 2014
- Citation
- Dodd-Frank Act §1502; SEC Rule 13p-1
Who and what it covers
Sectors
Applies to
Requirements
What Dodd-Frank 1502 requires.
- Reasonable Country of Origin InquiryMandatory
- A documented reasonable country-of-origin inquiry on the 3TG sourced.
- Supply-chain due diligenceMandatory
- OECD-aligned five-step due diligence on the mineral supply chain.
- Conflict Minerals ReportMandatory
- The annual conflict-minerals report (SEC Form SD) covering the 3TG.
- Independent private-sector auditMandatory
- An independent private-sector audit (IPSA) of the due-diligence measures.
How Commodity Plus helps
Capture the evidence as part of the trade, not after it.
The Commodity Plus compliance package tracks per-regime requirements, stores evidence in an auditable vault, and generates the statements buyers and regulators ask for — across every regime your trade touches.
Frequently asked
- What is Dodd-Frank 1502?
- Requires SEC-registered companies to perform OECD-aligned due diligence and file an annual conflict-minerals report on 3TG (tin, tantalum, tungsten, gold) originating from the DRC and adjoining countries.
- What does Dodd-Frank 1502 require?
- Key requirements include: Reasonable Country of Origin Inquiry; Supply-chain due diligence; Conflict Minerals Report; Independent private-sector audit.
- When does Dodd-Frank 1502 take effect?
- Dodd-Frank 1502 takes effect on 31 May 2014.
Related regimes
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Bans placing on / exporting from the EU market commodities (cattle, cocoa, coffee, oil palm, rubber, soya, wood) and derived products unless they are deforestation-free (no deforestation after 31 Dec 2020), legally produced, and covered by a Due Diligence Statement. Plot-level geolocation is the core evidence.
OECD Due Diligence Guidance for Responsible Mineral Supply Chains
The global meta-framework for responsible sourcing of minerals from conflict-affected and high-risk areas. Applies the five-step risk-based due-diligence framework to 3TG (tin, tantalum, tungsten, gold) and is referenced by the EU Conflict Minerals Regulation and US Dodd-Frank Section 1502.
EU Critical Raw Materials Act
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LBMA Responsible Silver Guidance
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LBMA Responsible Platinum & Palladium Guidance
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